The announcement comes after a busy 2018 for the Raleigh, N.C., firm and in the midst of an increase in the number of M&As involving RIAs.

Democrats in Congress assert the DOL is not clarifying what the loss of the 2016 rule means for retirement savers.

Kathy Landing is seeking the Republican nomination for South Carolina's First Congressional District.

Sanctuary has added senior executives with an eye toward recruiting breakaway brokers, while competitors shift their focus toward RIAs.

There's plenty of money in sports, and the field of firms trying to manage athletes' funds is getting increasingly crowded.

“The role as a guardian of wealth also has personal sides that aren’t so nice.”

Mary Mack looked like a rising candidate to become Wells Fargo's next chief executive. That is, until the bank's board promised it would find a new leader outside the troubled bank.

In trial, the Securities and Exchange Commission said the commissions generated by Donald J. Fowler were so high that clients would need a 142% return to break even.

Xtiva Chief Product Officer Jeff Mardsen explores the ways in which advisor compensation models are shifting away from being purely based on sales revenue.