The investment bank has been quietly building out a retail wealth management strategy. The acquisition of United Capital, for $750 million in cash, turns up the volume and announces its position as a major player in the retail space.
Dads are seemingly delusional about the prospect of their kids playing a college or professional sport and they spend accordingly.
Based on back-testing, firms that FINRA has identified through a new rule proposal presented higher risk of future misconduct events.
