Seelaus, managers of portfolios of mortgage-backed securities, expands with acquisition of RIA Sterling Wealth Advisors.

HSA assets continue to grow, with Denevir estimating they will top $75 billion by 2020.

Move over traditional banks, credit unions and neo-banks—here’s how digital wealth management firms are doing checking and savings.

Drew DiMarino joins Riskalyze as EVP of sales.

The two new initiatives were premiered for Ladenburg's five IAB subsidiaries at the firm's inaugural national conference.

Leon Vaccarelli told clients he would invest their money in interest-earning investments; instead he used it to make tuition and mortgage payments and pay off other investors.

Embracing a broader range of non-English speakers and upping staff are at the top of the agenda, but enforcement remains paramount, Rettig says.

Through Merchant Investment Management, RIAs that custody with Fidelity will have access to discounted private loans to use for acquisitions. It's a "game changer," said Fidelity's David Canter.

Enrique Vasquez will serve as president of wealth management, which includes Blucora's HD Vest and 1st Global businesses.