XY Planning Network added its 1,000th member, Luis Rosa, to its community of advisors, the company said.

Third-generation Waltons are bolstering their fortune by investing in trendy restaurants, energy technologies and cycling clothes.

Now that legal scholars have picked over the SEC’s Reg BI rule, they say changes from earlier drafts significantly weaken standards governing investment advisors and lower protections for RIA clients.

IFS said it fired the banker, which it only identified as "one of IFS Securities' most trusted senior employees."

Four hundred new advisors came to Cetera via the acquisition of Foresters Financial, a large portion of the 1,000 new advisors the firm has recruited year to date. Cetera declined to provide net advisor growth.

The SEC claims Stuart Frost defrauded venture capital funds and their investors to fund his lavish lifestyle.

Mercer Global Advisors Inc. of Denver said Wednesday that it has acquired Regent Wealth Management Group Inc., an RIA based in Woodbridge, Conn.

DeVoe & Company has added a complimentary new service called DeVoe CapitalWorks that will link advisors to banks and other lending institutions.

Advisors have traditionally lived by the “eat-what-you-kill” mantra. A new community of advisors created on social media hopes to change that.