The wealth management industry in the U.S. was built by, and for, native U.S. English speakers. But that just means there’s a growing opportunity.

The regulator says Cambridge Capital Group Advisors defrauded 20 investors, most of whom were retired NFL players who claimed brain injuries from concussions suffered while playing professional football.

UBS CEO Sergio Ermotti is replacing wealth management co-head Martin Blessing with former Credit Suisse Group AG banker Iqbal Khan.

Erik Davidson, former chief investment officer at Wells Fargo’s private bank, is joining Inspire Investing, a 'biblically responsible' investment firm, as chief economic advisor.

'It's shocking to people to find out that the one thing that they think their advisor is trained on, they've never been taught—and that is, how to construct and measure risk in a portfolio,' the Plano, Texas-based RIA argues in his new book.

The SEC on Tuesday charged Philadelphia investment advisor Brenda A. Smith with defrauding investors of over $100 million.

The late U.S. attorney general’s niece sought to stop the endowment.

Bluespring, the RIA acquisition arm of Kestra Financial, revealed Tuesday that it has acquired Believeland.