The jobs UBS is planning to cut represent about 2% of the workforce in its global wealth management.

Prosectors claim that Richard T. Diver misused his position as manager of M&R Capital Management's payroll and billing to divert about $6 million to his own account.

Pinkerton Private Wealth has been rebranded as FourThought Private Wealth.

The new office marks the firm's second formal expansion outside of New York City.

The 25-year ETF veteran will be responsible for the research, content and survey work for ETF Trends and ETF Database.

Twenty Four Wealth Management is partnering with Stratos in the hopes of broadening their organic growth and expanding with acquisitions.

Mariner Wealth Advisors acquires two CPA firms to build out its tax offerings for clients.

FINRA claims Oppenheimer clients may have incurred more than $3.8 million in extra fees that they would not have had to pay if they had held their UIT positions to their maturity dates.