The fintech startup named its first chief operating officer following a $100 million Series C capital raise earlier this year.

Pending approval of its acquisition of TD Ameritrade, Schwab will move to Texas. Both firms already have footprints in the Lone Star State.

Drummond, who served in the role at the CFP Board for nearly a decade and was responsible for its public awareness campaign, will start his own communications firm.

Schwab agreed to acquire TD Ameritrade in an all-stock transaction the companies say is valued at $26 billion, or about $48.50 per share.

Chris Behrens, the president and CEO of YA, will officially join the Chicago-based wealth management firm on Jan. 1.

Advisor Ryan Hughes asked Twitter about holiday gift ideas for his clients, and advisors tweeted back.

You Invest Portfolios, which launched in July of this year, will require a minimum of $500 after a previous minimum of $2,500.

American Funds is leading other fund families on digital engagement, and the more advisors engage, the more they invest, according to a new J.D. Power study.

The $26 billion deal, if approved, would put Schwab on equal footing with the wirehouses, and put pricing pressure on the upper levels of wealth management. Smaller advisors beware.

The brother/sister duo are forming High Note Wealth after leaving Northwestern Mutual, where they collectively managed $500 million in client assets.