John Ressler is SagePoint's 14th advisor recruit over the last six months.

UBS is setting up a new unit specifically for rich clients who require investment banking services.

Fidelity finds increase in AUM and AUA year over year.

Some shareholders of Ladenburg stock argue that the firm failed to disclose material financial projections and that the Advisor Group deal undervalues their shares.

Whittenburg Wealth Partners has about $475 million in assets and will join Stratos Wealth Partners, which offers support for LPL-affiliated firms.

The SEC charged two attorneys, a divorce lawyer and securities lawyer, with fraud.

A lack of a common language is holding back faster adoption, according to those attending the Sustainable Investing Conference at the United Nations earlier this week.