Clients are more satisfied with advisors who lead with planning, interact more with them and clearly demonstrate their fee structure, according to a Carson Coaching study.
Changes in how Fair Isaac calculates credit scores will create a bigger gap between people deemed to be good and bad credit risks.
ETF provider WisdomTree is selling its stake in the technology provider for advisors, which will now operate as a subsidiary of Franklin Templeton but keep its branding, offerings and pricing intact.
Schwab Stock Slices will be available to retail investors and Schwab Alliance customers on June 9.
The Emigrant Bank subsidiary has made an investment in Parallel Advisors, its second RIA deal since the onset of the pandemic.
The investment in Osborn Williams & Donohoe is Hightower's second deal of the year.
RIAs worry that they will be at a disadvantage if they are required to disclose the emergency payroll loans while FINRA-regulated brokers are not.
