The deal will bring information security and cybersecurity expertise to a leader in communications compliance technology.

Morgan Stanley will offer a full suite of wealth management services to its existing Canadian corporate stock plan customers.

The new rewards program is being rolled out to in-house clients with a minimum of $250,000, not the firm's RIA custody business.

The deal adds a turnkey branch offering to Atria’s network of broker/dealers.

One advisory firm is already seeing the efficiencies that come from the agreement between fee-payment-processing firm AdvicePay and LPL.

Concurrent acquired Eddy Augsten’s WealthEngage to lead its advisor force in investment and practice management.

Initially, most enforcement actions will pertain to infractions the agency would have pursued under the suitability standards regardless, according to FINRA's head of enforcement.

Tax-focused advisory Rozovics Group was previously with Cetera Financial Specialists for 17 years.