Broker/dealer trade groups, including the Financial Services Institute and the Securities Industry and Financial Markets Association, argue in support of the SEC's proposed rule in an amicus brief this week.
CAPTRUST has added Welch Hornsby, a 30-year-old advisory firm in Montgomery, Ala.
The XYPN co-founder will join the Focus Financial-owned firm as the head of planning strategy to continue to do for financial planning what his new colleague Larry Swedroe has done for investing—advocate for a research-led, evidence-based approach.
The agency made the decision due to the spread of the coronavirus, one day after the SEC encouraged employees at its Washington, D.C. headquarters to work from home.
A four-person Dallas advisor team joins Raymond James.
CEO and founder Deborah Fox hopes the name change reflects the variety of services advisors can access via the network.
