U.S.-based financial planner Hui-chin Chen was in Saint Lucia, where her husband was stationed for work, when the pandemic locked down the country, stranding her abroad. That may seem ideal, but it adds complications as she struggles to stay sane...
Northern Trust Asset Management President Shundrawn Thomas has been instrumental in moving the firm's diversity and inclusion efforts forward.
If states don't adopt the rule on a uniform basis, it could create a patchwork of requirements that investment advisor reps have to deal with.
