CenterPoint Wealth Advisors' partners liked the fact that LPL doesn't sell proprietary products or investment banking products.

The model act is currently open for public comment until the end of the month, and if passed, it would be up to individual states to enact legislation.

The CFP Board's latest proclamation that it is going to finally get serious about enforcement rings hollow, says financial planner John Robinson.

Cy has been upgraded to include several separately managed account strategies.

Due to COVID-19 pandemic, the event will be digital only this year, with plans to return to a live event in 2021.

The Oregon Community Credit Union team, which oversees $340 million in client assets, has affiliated with Priority Financial Group, a Phoenix-based hybrid RIA and super OSJ of Securities America.

Some retirement experts expressed surprise that the DOL's proposed exemption for fiduciaries included any expanded investor protections, but they also cautioned the changes lacked teeth.