JFC Financial Services made the move in response to Advisor Group’s acquisition of Ladenburg Thalmann, the former parent of Securities America.

We can’t let this virus hinder us from further elevating the profession and advocating on federal and state policies that could influence the trajectory of the field, says Martin Seay, FPA president.

Fidelity, Schwab and TD Ameritrade are hiring call center reps and others to answer investor questions—but what does that mean for the RIAs that custody with them?

The task force is headed by former FBI Special Agent Greg Ruppert and has already made dozens of referrals to the SEC about potentially fraudulent activity.

Videoconferencing may be more physically draining than face-to-face meetings.

Schwab’s decision to move all 2020 conferences to a 'virtual environment' signals changes for the future of industry events—and advisors say they welcome the trend. The main drawback? No 'swag' to bring home to the family.

NextGen Financial Advice founder Brian Jones checks back in with how his kids are handling distance learning.