Parties with meetings scheduled between now and May 1 will be able to reschedule or consider conducting the meeting remotely, according to FINRA.

The case for giving away a fortune.

The SEC will give advisors an extra month to file their Form ADV, both parts 1 and 2, in light of the business disruptions caused by the coronavirus pandemic, and left open the possibility of further postponement.

Redtail’s CEO opens up about the data breach, how it affected his outlook on cybersecurity and the changes his firm has made since.

Is my event still on? Here's a running list of wealth management events and conferences canceled and postponed by the novel coronavirus pandemic.

A bipartisan bill introduced Thursday would allow public sector employees, including K-12 teachers, to add lower-cost investment trusts to their retirement portfolios.

Broker/dealer trade groups, including the Financial Services Institute and the Securities Industry and Financial Markets Association, argue in support of the SEC's proposed rule in an amicus brief this week.

CAPTRUST has added Welch Hornsby, a 30-year-old advisory firm in Montgomery, Ala.