Neil Gilfedder, the firm’s CIO, talks about how the RIA has incorporated its co-founder’s risk-adjusted investment analysis and how it stays transparent with clients.

A new study claims that for every dollar spent on sports gambling, net investments in stocks and other financial instruments dropped by just over $2.

Communify, which will merge with Fincentric to create a new company, is making the investment alongside private equity firm Stellex.

Paul Hoskin will work out of Newport Beach, Calif., and is joining 10 of his former Key Client Group co-workers, who switched to Summit Trail in June.

The Atlanta-based team decided to explore their options when their firm, Lincoln Wealth, was acquired by Osaic.

Funds that include secondary investments in private assets are a good gateway for investors new to alternative assets and are growing in popularity.

The two firms will be offering clients vintage private market funds.

More than two dozen broker/dealers and RIAs agreed to pay a combined $392.75 million in penalties, including Raymond James, LPL, Edward Jones and Osaic, among others.

In the newly created role, Samantha Schwimmer will help Advyzon move into new market segments.