Ritholtz Wealth Management was one of several firms to disclose it received a Paycheck Protection Program loan to help with expenses amid the coronavirus pandemic, according to Form ADVs submitted to the SEC.

A lot can be learned listening to clients’ experiences working with financial advisors—good and bad. We talked to Janine Firpo, a retired international development executive in Oakland, Calif.

LPL Financial could add 35 advisors and $2 billion in assets through an asset purchase of E.K. Riley.

Emigrant Partners has made an investment in the California-based firm, marking its third deal since the pandemic started.

Lakeview Capital Partners, which manages $3.3 billion in client assets, received $581,000 and intends to apply for forgiveness next month, according to a newly updated Form ADV.

USAA members accessing investment products and services are being directed to Schwab.

EQIS Holding rounds out its C-suite with the addition of Bob Herrmann, former head of Discovery Data.

The Indianapolis-based firm with about $9 billion in assets under advisement intends to use the loan primarily to 'maintain headcount and compensation,' according to a new Form ADV.

Disciplinary hearings that historically had to be done in person or by phone can be conducted via videoconferencing, the CFP Board said.