Michael Kitces and LPL Managing Director Matt Enyedi and Logan Galli, SVP, Business Solutions, meet up in this virtual, two-part video series to discuss what is top of mind to advisors: the CARES Act and reimagining their practices amid COVID-19.
The devastation following the COVID-19 crisis will lead to a lull in RIA mergers and acquisitions, followed by a surge until a return to normal, writes David DeVoe.
Even as the number of advisors jumping channels has slowed during the pandemic, it has not stopped independent channels from continuing to attract the most net new advisors, according to new data.
LaSalle St. Securities rolls out a new loan program for advisors to eliminate the need for private equity or loan matching services.
Republic Capital Group's Langston says deals are still getting done, but buyers are demanding more protection.
Advisor head count at the big firms continued to erode, and the expected flight to cash, zero interest rates and slowdown in economic activity cut into assets under management.
FSI argued in a petition that the SEC's Share Class Selection Disclosure Initiative unfairly subjects brokers to de facto rules and regulations.
