Northwestern Mutual Shakes Up Leadership

Oct 05, 2020

A series of promotions means a new chief investment officer and the company's first Black woman leader of risk product lines and annuities.

Wilmington Trust Seeks Rich Clients Through Hires, Acquisitions

Oct 05, 2020

Wilmington Trust has hired a dozen people and promoted employees in the past year as part of a push in key markets.

Ex-Commonwealth Advisor May Face 20 Years in Prison

Oct 05, 2020

Gerald A. Eaton pleaded guilty to stealing client funds and faces up to 20 years in prison.

San Diego Firm With $200 Million in Assets Joins LPL

Oct 05, 2020

Reason Financial, headed by Steve Pollock and Sean Storck, will join LPL from Avantax Wealth Management.

Celebrity Estates: Chadwick Boseman and Planning for Clients with a Diagnosis

Oct 05, 2020

Actor Chadwick Boseman, best known for portraying Black heroes, kept his cancer diagnosis a secret from many. That underlines the need for advisors to urge clients to have all their estate-planning documents in order.

Wells Fargo Team Led by Rick Fuchs Goes Indy With Steward Partners

Oct 05, 2020

The move is the culmination of an 18-month courtship.

Advisors with $678 Million in Assets Joining Raymond James Division

Oct 02, 2020

The four advisors are joining Pinnacle Financial Partners, which is affiliated with the large broker/dealer, and will serve clients in states that include Virginia, Georgia and the Carolinas.

UBS: New Advisor Workstation To Fully Roll Out Next Summer

Oct 01, 2020

Tom Naratil, head of UBS Wealth Management Americas, and other executives, provided updates on several initiatives.