Pershing Hires Emily Schlosser as Jim Crowley's Replacement as COO

Jul 20, 2020

Emily Schlosser leaves Goldman Sachs to join BNY Mellon Pershing as its new COO, succeeding Jim Crowley, who was promoted to CEO a year ago.

Advisor Tyrone Ross Develops 'Learn to Money' Video Series

Jul 20, 2020

Ross promises to use 'dope graphics' and jargon-free language in a video series he hopes will be integrated into classroom curricula across the country.

Broker Chased High Commissions From Illiquid REITS: Galvin

Jul 20, 2020

The Massachusetts commonwealth secretary’s Securities Division charged former NEXT Financial Group representative Charles Kulch with stuffing client accounts full of the high-risk, high-commission investments.

Father-Son Team Departs Morgan Stanley to Form ShoreHaven Wealth Partners

Jul 20, 2020

Advisors Larry Durso, his son Michael and Michael Lombardi have partnered with Dynasty Financial Partners to launch their own RIA.

Editor's Letter: Diversity and Inclusion in Wealth Management

Jul 20, 2020

Fables of the Reconstruction

This RIA’s Niche: Helping the Wrongfully Convicted Build Secure Financial Futures

Jul 20, 2020

A&O Advisors helps exonerees who have won substantial civil settlements for the injustices they suffered build a financially secure future after years in prison.

The Dixmoor Five

Jul 20, 2020

In 1991, five Black teens were falsely convicted of raping and murdering a 14-year-old girl. In 2011, their convictions were vacated, and they reached a wrongful conviction settlement with the state of Illinois for $40 million in 2014.

Pershing Loses 30-Year Vet to Consulting Group

Jul 17, 2020

Jim Roth, a former managing director at BNY Mellon Pershing, is the latest industry vet to join Oyster Consulting as it builds out a wealth management business.