After the Office of Management and Budget reviews the proposal, it will be published and subject to a comment period, leaving the Trump administration with a tight window to implement it before the presidential election.

A Chicago-based private equity firm gives Captrust a shot in the arm to hunt for larger acquisitions, as well as provide liquidity to some of the firm's 380 current employee shareholders.

Nicklas Financial will be joining the independent broker/dealer with about $400 million in brokerage and advisory assets.

Just two weeks after reopening its Atlanta offices, wealthtech vendor Riskalyze closed again to wait out the mayhem that ensued from violent clashes during George Floyd protests.

“We are playing a ton of golf with our clients these days since it allows us to socially distance from our clients while also spending time with them.”

In a remote hearing before the U.S. Court of Appeals for the 2nd Circuit, XYPN attorneys argued the proposal would cause financial harm to financial planners.

Four key trends help explain the increased M&A activity in the RIA space over the past few years and will continue to propel deal-making moving forward.

The four-person team led by father and son Nick and Bryan Garris has left UBS and set up shop in Calabasas, Calif.