The Difference Between Healthy and Unhealthy RIA M&A

Jul 23, 2020

This year’s health crisis should be a wake-up call that appropriate plans are in place to support the long-term health of your company.

New York Advisor Sues Former Employer JPMorgan Chase Over Severance Pay

Jul 23, 2020

Wells Fargo Managing Director Richard Sunwoo is going after JPMorgan for what he claims is some $340,000 in severance pay.

LPL Attracts Cornerstone Financial Planning From Advisor Group

Jul 23, 2020

The brother/sister duo leading Cornerstone Financial Planning have about $160 million in assets under management, and will join the independent broker/dealer from Securities Service Network.

The Way We Were Is the Reason We Are the Way We Are

Jul 23, 2020

If we’re going to deal with diversity and inclusion seriously and holistically, then we must appreciate the actual causes of its absence.

Dani Fava Leaves TDAI for Envestnet

Jul 22, 2020

The wealthtech veteran has more than 15 years of wealth management and fintech experience.

UBS Secures Naming Rights to New York Islanders' New Arena

Jul 22, 2020

UBS has negotiated a 20-year deal for naming rights to the New York Islanders' new hockey arena, which will open on Long Island for the 2021 season.

Wells Fargo Hires Mike Santomassimo to Succeed John Shrewsberry as CFO

Jul 22, 2020

Mike Santomassimo is replacing John Shrewsberry, who is retiring after six years as CFO and 22 years at Wells Fargo. He is the last eight senior executives who had their pay clawed back in 2017 to leave.

Transparency With Diana B.: The Gifts and Trials That Come With Dyslexia

Jul 22, 2020

Advisor Daren Blonski always had to work harder than others to succeed in school and in life. In this episode, he recounts his experiences with dyslexia and how the challenges shaped him as a person.