About 47% take the gender profile of a company into account, according to the poll of more than 100 global asset managers with $10 trillion in combined assets under management.

Tagge Rutherford Financial Group joined LPL Financial from Cetera

Time is running out for RIAs to sell majority stakes and hedge against a Democratic sweep of the presidency and Congress on Nov. 3.

Berger Financial Group spent 18 years with Cambridge Investment Research but now has launched its own RIA.

Reynolds and Reynolds CEO Robert T. Brockman was charged with tax evasion, wire fraud, money laundering and more by a California federal grand jury.

Jumping from the employee channel to build an independent advisory practice is increasingly easy—except when it comes to health insurance.

The November CFP exams will be offered remotely, in addition to the brick-and-mortar centers administered by Prometric.

Unlike its wirehouse competitors, Morgan Stanley added to its head count in the third quarter of the year, amidst the COVID-19 pandemic.

The College for Financial Planning released a small study indicating advisors have grown their client base during the pandemic.