PamelaCapalad.jpg
Michael Kitces' #FASuccess Podcast: How to Build Your Business at Brunch with Pam Capalad
Dec 03, 2020
Pam Capalad's Brunch & Budget business is just that -- she meets prospects for brunch to talk about budgeting and other cash flow planning issues. She's been able to turn that into ongoing financial coaching relationships.
advisors-give-back-app.png
Nonprofit Raises Money to Build Out Pro Bono Platform
Dec 03, 2020
AdvisersGiveBack.org wants to help volunteer advisors deliver personalized financial plans to individuals who arguably need it the most.
LPL Financial
LPL Scoops Up Waddell & Reed's Wealth Business
Dec 02, 2020
Broker/dealer Waddell & Reed, an 83-year-old firm, will sell its brokerage business to LPL and its asset management unit to Macquarie.
Marty Bicknell Mariner Wealth Advisors
Mariner Wealth Advisors Opens Salt Lake City Office
Dec 02, 2020
The new location is the 42nd office and Mariner's first in Utah.
Laird Norton
Laird Norton, Filament Merge to Create $6 Billion RIA
Dec 02, 2020
Two Seattle-area registered investment advisors come together under the Laird Norton name.
070119 delaware-road.jpg
Delaware Latest State to Propose Best Interest Rule for Annuities
Dec 02, 2020
The proposal is based on the NAIC's model regulation intended to align with Reg BI. But if a Biden administration urges changes to the SEC rule, how will states approach amending their own annuity regulations?
2021-compass.jpg
How 2021 Will Differ From 2020
Dec 02, 2020
Regardless of what the pandemic will bring, or not bring, in 2021, the wealth management industry has been changed forever.
SEC seal
SEC Charges Florida Man With Defrauding Puerto Rican City
Dec 01, 2020
The SEC claims that Eugenio Garcia Jimenez Jr., an unregistered investment advisor, misappropriated $7.1 million of funds belonging to the Municipality of Mayagüez, Puerto Rico.
Load More