Leverty Financial Group, a newly formed RIA boasting $400 million in AUM, is the second team recruited from Northwestern Mutual in less than a year.

CI Financial finished acquiring its fifth U.S. firm as it continues its global expansion.

A Morningstar panel also discussed the firm's concerns over the Labor Department's proposed rules on fiduciary exemptions, stressing the importance of clarity in SEC and DOL enforcement.

There's an important difference between 'covering' and 'belonging.'

While some firms slowed growth during the pandemic, RBC's head of recruitment, Kristen Kimmell, landed billions in assets with a net gain in advisors this year that topped rivals.

About 400 new young hires joined BlackRock in July and have never been to the office.

David Poole is joining Citi, after working at E*Trade and Bank of America Merrill Lynch.

In two years, Robertson Stephens has doubled its assets under management and attracted Raj Bhattacharyya to be its CEO.