The former TDAI executive spent the last days of 2020 studying for his CFP exam and taking a hard look at the regulatory landscape that faces financial planners in 2021.

JPMorgan Chase is in preliminary talks with China Merchants Bank Co. to set up an entity, expanding on a strategic partnership on products in 2019,

The coronavirus pandemic has firms reassessing their approach.

The settlement is the first action coming from the regulatory agency's 2019 self-reporting initiative for failures to oversee 529 plan share class recommendations.

Los Angeles-based Bel Air, which has $8 billion in client assets, is Hightower's largest RIA deal yet.

Financial advisors proved their tenacity and resilience in 2020, and through this resolve, a new evolution is emerging. It’s good news for advisors.

Boutique and mid-sized asset managers can revive it by developing the niche strategies most in demand from advisors and their clients.