Captrust secures its first Colorado location with Shine Wealth Partners acquisition.

Dana Wilson found a simple unmet need in wealth management—the ability for retail investors to search specifically for Black and Hispanic advisors.

Robert C. Morgan will pay about $66 million in relief for harmed investors, but no additional monetary relief, according to the commission. Morgan faces separate charges in a civil suit brought by the Justice Department.

Less than a week after its last two acquisition announcements, the Canadian-based firm claims another RIA.

A lot can be learned listening to clients’ experiences working with financial advisors—good and bad. We talked with Larry Marion, a recently retired custom content publisher in Newton, Mass.

The Investments and Wealth Institute reported 74 scholarships awarded to wealth management professionals of underrepresented backgrounds.

The tax planning software provider added advisor and tax strategist Jeffrey Levine, who continues to hold roles at Kitces.com and Horsesmouth, to its team.