The lawsuit, filed in federal court in Massachusetts, accuses Keith Gill of misrepresenting himself as an amateur investor and profiting by artificially inflating the price of the stock.
Between a near-fatal car accident and his day-to-day life on the police force, advisor Brian Walsh Jr. has had his fair share of personal trauma. Talking about it was the first step toward healing.
The Biden administration announced last week the fiduciary exemption would take effect as scheduled, but legal experts argue the rule has some serious teeth that will impact client relationships with advisors and broker/dealers.
The financial industry has a clear call to action to raise the bar on diversity and inclusion.
The acquisition furthers Captrust's hold in the retirement plan space, now at over $600B AUA.
Iconiq Capital counts Facebook's Mark Zuckerberg and Sheryl Sandberg, as well as Twitter's Jack Dorsey and LinkedIn's Reid Hoffman, as clients.
Goldman Sachs' Marcus platform features ETFs that focus on traditional stock and bond benchmarks, impact investments and smart-beta products designed by Goldman.
