Here are the breakaways, mergers and acquisitions, and appointments announced the week of Jan. 25, 2021.
Hamilton Lane is acquiring Denver-based long-short equity fund manager 361 Capital, with more than $600 million of assets. It's the third acquisition in Hamilton Lane's 30-year history.
A new report from the Institute for the Fiduciary Standard urges the SEC to “rebrand Reg BI as a ‘New Suitability’ standard for broker/dealers” to clarify that brokers’ product recommendations are different from best interest fiduciary advice.
Raymond James Chairman and CEO Paul Reilly says the pace reflects higher competition for talent, especially in the employee channel.
The SEC announced it is monitoring the volatility in the options and equities markets.