With consumer advocates calling for the SEC to use new rule-making to change Reg BI, the advocacy organization will urge the commission to stick with the rule in the year to come.

DeBeer, May, Hanna Wealth Management Group join Stifel’s broker-dealer in Dallas.

The addition of Bainco gives Cerity a New England presence and increases its AUM to $28 billion.

Goldman Sachs Wealth Management's chief investment officer also calls cryptocurrencies "gambling...not an investment."

The 15-member Commission on Sanctions and Fitness will also look to revise the standards for those who are hoping for CFP certification.

The firm made seven RIA acquisitions in the last month of 2020 with a total of almost $3.9 billion in assets under management and more than 3,200 new clients.