A seven-person $2B AUM team left Bank of America’s private client division for UBS.

Daniel Rivera was sentenced to more than six years in prison for defrauding investors, many of them elderly.

Sullivan, Bruyette, Speros & Blayney caters to high-net-worth and ultra-high-net-worth families whose members are typically attorneys in the Washington, D.C., area or tech executives.

Court filing reveals the pair didn't have a prenup but entered into a separation contract instead.

No longer 'secondary,' advisors and the firm's 401(k) business will receive attention as equals to Betterment's retail business line, says new CEO Sarah Levy.

Bruno, a long-tenured executive for InvestmentNews and more recently Echelon Partners, brings deep ties to the advisory community and will focus on bridging media and events at Informa.

The pair, who have been married for 27 years, will remain co-chairs of their foundation.

Broad built a fortune of more than $7 billion from two companies, Kaufman & Broad, the first homebuilder to trade on the New York Stock Exchange, and SunAmerica, one of the largest U.S. annuity providers.