The team, which specializes in working with corporate executives and families, will be known as Executive Wealth Partners.

CEO Thomas Gottstein said having asset management as a sub-division of the much larger business catering to wealth and high net-worth individuals is “something that I always had some doubts about.”

The acquisition of Atlanta-based Brightworth pushes CI Financial's U.S. AUM to $55 billion.

Sanctuary Global will work with international investors and operate out of a new office in Miami.

Staff continue to incorporate Reg BI compliance into the SEC's examination and enforcement processes; Commissioner Caroline Crenshaw believes this data will illuminate whether the rule is working as promised, or whether changes may be required.

The Monteverde Group joins the independent broker/dealer and custodian from Royal Alliance, part of Advisor Group's broker/dealer network.