EF Hutton keeps coming back from the dead. Kingswood Capital Markets is the latest to take on the name of the storied brokerage firm.

Scott gave to 286 organizations from the Alvin Ailey American Dance Theatre to racial equity funds in philanthropy and journalism.

According to the commission, Intervest International failed to disclose that more affordable, but otherwise identical, fund alternatives to one advisor's recommendations were available for clients.

CEO Christopher Walters laid out his plans to bring together Blucora's tax software and wealth management businesses.

As part of the sale of the EF Hutton trademarks, Stanley Hutton Rumbough, grandson of Edward Francis Hutton, has the option to invest in and join the board of the firm’s first four special purpose acquisition companies.

Morgan Stanley is broadening its approach to wealth management with E*Trade providing inroads to new markets, like workplaces and legions of self-directed investors.

Eight advisors break away from Wells Fargo, following its exit from international business, and join Sanctuary's global wealth management business.

Commissioners Elad Roisman and Hester Peirce believe the agenda signals a move to undo enacted rules, calling it 'regrettable.'

CUNA Mutual will become one of LPL Financial's largest clients, with 550 advisors and $36 billion in assets.