The move is the largest so far for the four-year-old Atria Wealth Solutions, a network of advisory firms backed by Lee Equity Partners.

Advisor Chad Taylor joins Strategic Wealth Services, LPL's premium affiliation model launched a year ago, from UBS Financial Services.

Kandor, which serves international clients, comes under Summit's custom capital model, launched in January.

While many courts and private arbitration forums have already opened, FINRA continues to postpone in-person arbitration, keeping investors from recovering their losses, PIABA argues in a recent letter.

Creative Planning expands its Midwest presence with the acquisition of Indianapolis-based, $320 million AUM Castle Wealth Advisors.

The investment firms are buying the company from backers including Genstar Capital, Aquiline Capital Partners and Atlas Merchant Capital.

Wealth Enhancement Group’s acquisition of Pillar Pacific Capital Management is the firm's first in California and gives it the ability to serve Mandarin-speaking clients.