The announcement solidifies the firm’s chief of staff role, previously a rotational position, and continues Advisor Group's efforts to build out executive ranks in the wake of the Ladenburg Thalmann merger.
Wall Street has its worst day since May, as markets are jolted by the Delta variant.
The penalty over advisors' use of the iPath S&P 500 VIX Short-Term Futures ETN marks the second settlement to result from the SEC's ETP Initiative.
The free trading app is under scrutiny as it advances toward a debut likely to draw in buyers from its own novice investor base.
The regulator raised “deal killer” concerns last week and “stopped” the deal, Ackman said in a CNBC interview.
The advisor moves and acquisitions you may have missed the week of July 15, 2021.
