After more than three decades in practice, Ron Davidson, who broke down barriers as one of the first Black independent financial advisors, found his successor with the help of LPL’s diversity and inclusion initiative. He retires on April 1.
A succinct summary of mergers, acquisitions and movement in wealth management for the week ending March 26.
Michael Barry Carter pleaded guilty last July to fraud for making unauthorized fund transfers out of client accounts.
Over the next five years, JPMorgan will partner with various historically black colleges and universities to offer students resources and information about careers in wealth management.