The advisor moves and acquisitions you may have missed the week of July 19-23, 2021.

Outside investors aren't always heavy-handed operators looking to squeeze the business for a quick, financially lucrative exit.

How we got here is important, but our path forward isn’t as obvious as most would suggest.

FINRA President Robert Cook reiterated the need for exams to remain remote into 2022, and said the rule may need to take a more risk-based approach going forward, he said, at SIFMA's Compliance & Legal Forum.

Within days of taking a minority stake in Verdence Capital Advisors, Emigrant announced its second deal this week, this time with Gerber|Taylor Capital Advisors.

The Sanctuary Wealth founder and CEO shares his firm's plans for the New York office, the Azimut investment, the possibility of adding Goldman Sachs as a custodian and international opportunities.

The St. Louis-based three-advisor team is the second practice LPL has added to its roster this week.