Jeremy Holly is leaving after 18 1/2 years at LPL to lead M&A efforts for SageView Advisory Group, an RIA recently acquired by Aquiline Capital Management.

Medline, run by the Mills family, makes the ubiquitous striped swaddling blanket that almost every U.S. hospital-born newborn is wrapped in.

Founder Conor Delaney says LPL was beginning to compete with his firm in supporting independent advisors.

The mergers, acquisitions and advisor moves you may have missed the week of May 31 to June 4, 2021.

Centaurus Financial did not self-report 12b-1 fees charged to clients during an earlier amnesty period, prompting the SEC to levy the fine over conflicts and undisclosed revenue-sharing agreements.

Thematic funds also come out ahead; Bob Doll joins faith-based asset manager; State Street CIO retires; and Nuveen adds portfolio managers on both coasts.

Dynasty CTO Eric Castillo and CIO Joseph Dursi step down from their roles, while Joe D’Agostino gets promoted to head of investment platform and product strategy. The firm hopes to fill the roles in St. Petersburg, Fla.