Mark Bruno, managing director at Informa Wealth Management, talks with Stratos Wealth's Jeff Concepcion about the growth and rise of Stratos into a platform with more than $19 billion in assets under management.
The firm's head of Investor and Investment Solutions, who helped oversee the transformation of LPL's tech stack, said he would be retiring in March 2022.
According to the commission, Robert J. Mueller used investors' funds for numerous personal expenses and also used clients' funds to pay previous investors.