Mindy Diamond on Independence: How CPA Referrals Drove Integrated Partners to $12B in Just 5 Years

Aug 12, 2021

A conversation with Paul Saganey, founder and president of Integrated Partners.

Michael Kitces' #FASuccess Podcast: Brittany Anderson's Journey From Intern to President

Aug 12, 2021

Sweet Financial's Brittany Anderson describes the firm's business development and marketing strategies, as well as how she went from a client service associate just out of college to now president and co-owner.

FINRA Announces Sweep of B/Ds' Supervision of Options Trading

Aug 11, 2021

FINRA said this week it would be examining 'account supervision' and 'communications' and would include self-directed accounts as well as those where reps made recommendations.

Mariner Acquires $500M RIA Commonwealth Advisory Group

Aug 11, 2021

Commonwealth Advisory Group expands Mariner Wealth Advisors' Pennsylvania presence and focus on professional athletes and entrepreneurs.

Voya Explores a Potential Deal for Newly Public Alight

Aug 11, 2021

Alight went public in July through a merger with Foley Trasimene Acquisition Corp.

CI Financial Acquires $3.4B RIA Budros, Ruhlin & Roe

Aug 10, 2021

Budros, Ruhlin & Roe, which has $3.4 billion in client assets, is the fifth CI Financial acquisition to come out of the 'Blind Squirrels' study group.

SEC Charges Advisor With Defrauding Fellow Grail Movement Followers

Aug 10, 2021

According to the commission, Westchester, N.Y.-based advisor Evarist C. Amah misled clients about how their $700,000 in investments fared.