The mergers, acquisitions and advisor moves you may have missed the week of May 3, 2021.

In a testimony before the House Committee on Financial Services, the new SEC Chair noted the regulator would evaluate Reg BI, and "update and freshen" it if need be.

The firm has been renamed Totus Wealth Management and offers property and casualty insurance, asset management and advisory services.

Despite record M&A activity in the RIA space, Focus CEO Rudy Adolf says the industry is 'underconsolidating.'

Ira Cohen, a New York-based managing director focused on working with private equity firms, is joining as an advisor to Sheth’s office and his philanthropy, Sangreal Foundation.