PIABA urges FINRA to establish an Investor Advocate position to ensure valid customer complaints are not expunged from brokers' CRDs.

Merrill Lynch advisors will have exclusive access to the designation for a year before the College for Financial Planning opens up the course to others.

Frederick M. Stow pleaded guilty last year for stealing more than $930,000 in funds from two unnamed elderly investors, according to the Department of Justice.

About a quarter of Bitcoin’s value has been wiped away in the span of a week, in part thanks to headspinning tweets from Musk.

The addition of Knowlton, Knowlton, & Larsen creates Rockefeller’s first private wealth team in Boston.

The group is joining other plaintiffs in a suit filed in a Texas federal court, with CEO and President Dale Brown claiming the DOL's decision was 'hasty and arbitrary' and would be detrimental to independent financial advisors.

The mergers, acquisitions and deals you may have missed the week of May 10, 2021.

The Dallas-Fort Worth outpost will accommodate financial advisers and tech-support staff.