Canadian-based CI Financial, which has acquired a total 21 RIAs in the U.S., expects to open the new office in 2023, which will initially house core C-suite executives and personnel.
When advisor Robert Schein’s father died, his mother was thrust into taking care of the finances, which she knew little about. The experience inspired him to launch an organization dedicated to helping women take control of their financial lives.
The SEC chair’s testimony before the Banking, Housing, and Urban Affairs committee also touched on issues like crypto assets and climate risk disclosures for issuers.
The Catholic fraternal service organization will bring its investment strategies to individual retail clients for the first time.
NorthCoast Asset Management is the 10th RIA to join the Connectus consortium, Focus Financial Partners' shared services model.
Shoreline Wealth Management is the 13th team to affiliate with LPL through its Strategic Wealth Services model, which went live in April 2020 to lure breakaways.
Platforms like Zanbato, EquityZen and Carta that help sell shares in private companies have exploded in popularity.
