Commissioners Elad Roisman and Hester Peirce believe the agenda signals a move to undo enacted rules, calling it 'regrettable.'

CUNA Mutual will become one of LPL Financial's largest clients, with 550 advisors and $36 billion in assets.

The advisor moves, acquisitions and mergers you may have missed the week of June 6 to 11, 2021.

A lot can be learned listening to clients’ experiences working with financial advisors—good and bad. We talked to Steve Morrow of Gilbert, Ariz., an accountant with a large health care company and founder of kayaking website paddleabout.com.

Carolyn Armitage, former managing director at M&A consultant Echelon Partners, will lead the independent advisor platform, currently with 180 advisors.

ProPublica published an article this week detailing that several of the world’s most prominent billionaires paid minimal to no federal income tax in some years, based on confidential tax records.