The training released by the SEC, FINRA and NASAA is intended to help firms and financial services professionals comply with the 2018 Senior Safe Act, and lists a number of 'red flags' that should raise advisors' and brokers’ suspicions.
Steward Partners, a $23 billion hybrid affiliated with Raymond James, is moving toward a multicustodial model and chose Goldman Sachs to support that effort.
Advisor Denika Tokunaga’s family was impacted directly by the racial wealth gap in inner city Baltimore. She opens up about fighting to overcome her circumstances and change her life’s path.
