Sweet Financial Partners, with offices in Fairmont and Jackson, Minn., is joining from Raymond James.

ACG Wealth joins Mercer, as the RIA looks to expand its middle- and back-office capabilities.

Caitlin Cook is Head of Community at Onramp Invest, Vice president of Operations at Onramp Academy, host of “Chicks of Fintwit” podcast

Ben Cruikshank is Head of Flourish, a subsidiary of MassMutual

James Dilworth is Co-Founder and Managing Partner, Veriti Management

Gurbir S. Grewal is Director of Division of Enforcement, U.S. Securities and Exchange Commission

Shachar Kariv is Co-founder of Capital Preferences; Benjamin N. Ward Professor of Economics and the Economics Department Chair at University of California, Berkeley

Kristen Kimmell is Executive Vice President, Business Development, Advisor Group