XYPN Co-Founders Discuss Technology, Virtual Assistants and Community

Nov 09, 2021

The network continues to grow and plans to bolster planning-centric members with technology as well as human support.

Dynasty Rolls Out Referral Program for Partner Firms

Nov 09, 2021

Dynasty's partner firms want to leverage its brand, a la Intel, to create broader awareness among end investors.

FINRA Fines Aegis Capital $2.8 Million for Potentially Unsuitable Trading

Nov 09, 2021

The firm’s sanctions include $1.7 million in restitution for harmed customers.

Kevin Durant Joins SPAC Game With Infinite Acquisition

Nov 09, 2021

Durant joins sports stars such as Shaquille O’Neal and Alex Rodriguez in venturing into SPACs.

New Jersey Advisor With $400M in AUM Joins LPL From HSBC

Nov 09, 2021

Scott E. Howell will join Gladstone Wealth Partners, a large enterprise of LPL Financial, and will start a new independent practice based out of its Chester, N.J., office.

U.S. Regulators Inch Closer to Treasuries-Market Reforms

Nov 08, 2021

A progress report released Monday identified five areas of study.

Rochester Man Gets Seven Years in Prison for Role in Ponzi Scheme

Nov 08, 2021

John Piccarreto was convicted for his role in defrauding approximately 400 investors out of about $18 million, according to the DOJ.

Miracle Mile Merges With $375M Long Island Firm

Nov 08, 2021

The deal with Castle Asset Management represents Miracle Mile’s first East Coast office and brings its total assets under management to $3 billion.

Celebrity Estates Podcast: Elon Musk's Charitable Limits

Nov 08, 2021

What clients can learn from Musk's story about transferring wealth strategically to take care of family members and the creative use of family foundations to make tax-efficient charitable donations.