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WMTV: Ten to Watch Video
Nov 11, 2021
Innovators and influencers set to change the industry in 2022
2012 AUM 1642 billion2011 AUM 1501 billion AUM per Advisor 511 million
Raymond James Adds Three Southeast Teams With Over $520 Million in AUM
Nov 11, 2021
The firm announced that two new teams would join Raymond James in Georgia, while a financial advisory duo departed Merrill Lynch to join the company’s Fort Myers, Fla. office.
Peter Mallouk
Creative Planning to Acquire Lockton’s Retirement Plan Business
Nov 11, 2021
Peter Mallouk takes an even bigger leap into the 401(k) market in a deal with Lockton that would add $110 billion in assets.
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The WealthStack Podcast: Why Embedded Finance is a Game-Changer for Financial Advice
Nov 10, 2021
In this episode of the WealthStack podcast, Mark Bruno talks with Dani Fava, head of strategic development at Envestnet, about the future of advice - and importantly, how more financial services companies will directly integrate with consumer...
Attorney: DOL's Interpretation of Fiduciary Rule More Expansive Than Ever
Attorney: DOL's Interpretation of Fiduciary Rule More Expansive Than Ever
Nov 10, 2021
During a panel discussion on the new rule’s impact, one securities attorney said the DOL's interpretation on what recommendations fell under ERISA fiduciary scrutiny was “more expansive” than ever.
Pollution and clean energy concept
Net Zero Asset Managers Fall Short of Targets Set by Scientists
Nov 10, 2021
Asset managers who say they’re committed to net-zero carbon emissions may just have failed their first real test.
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CI Financial to Acquire $7.5B Gofen and Glossberg
Nov 10, 2021
CI Financial’s latest deal is with a 90-year-old wealth management firm in Chicago, bringing its total U.S. wealth management assets to about $95 billion.
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