Grewal’s last day will be Oct. 11. He joined the commission in 2021 and has overseen numerous notable cases, including the first actions related to Regulation Best Interest.

Analysts don’t expect Dan Arnold’s termination to disrupt the day-to-day, and they have confidence in interim CEO Rich Steinmeier and the rest of the management team.

The deal with FinTrust Capital Advisors adds $2.39 billion in AUM and expands Wealth Enhancement Group’s presence in the Southeast.

Altium, which has offices in New York and Connecticut, is adding Kimblery Clouse and Kristen Caseley to expand its footprint in the Northeast.

Election season, economic instability and inflation, artificial intelligence and succession planning top the list.

The personal financial administration firm has been building out its C-Suite with an eye toward growth and bringing the technology down-market.

Rich Steinmeier, managing director and chief growth officer, will serve as interim CEO, effective immediately.  

The sector is one of the most leveraged in the private markets universe.