Registrants have a 'good understanding' of what the commission expects from Reg BI compliance, so those questions will likely be 'integrated' into the Division of Examination's regular programs, according to an associate director with the division.
According to the Justice Department, Larry Holley, a pastor at Abundant Life Ministries and the co-operator of Treasure Enterprise, raised nearly $9.3 million from more than 140 investors.
Damian Williams is taking charge of the office known for being the nation’s most aggressive prosecutor of white-collar crime.
Currently, eToro offers U.S. investors only cryptocurrency products, but it plans to add equities by year-end.